Report on Faculty Salary and Composition

Committee on the Economic Status of the Faculty

May 2002

Introduction

This salary report of the Committee on the Economic Status of the Faculty (CESF) offers an overview of faculty composition and compensation for each of the schools and colleges on the Ann Arbor Campus.  This report is the result of a cooperative effort between the former Provost and administrative staff and members of the CESF and Senate Assembly during which the administration offered the present data set to provide the faculty with a more transparent, optimal and equitable view of faculty salaries.  CESF wishes to thank the central administration and the academic units for their assistance in providing this information.  The report is intended to assist faculty and administrators in understanding the structure of compensation in their own school or college and within the University as a whole. The report will be available as web based document for UM faculty and staff and in printed form to others upon request.  Terms are defined by following the link associated with each term.

Background/History

The Committee on the Economic Status of the Faculty (CESF) advises and consults with the Regents and the University administration on budgetary matters as they pertain to the economic status of the faculty; formulates specific requests regarding salaries and fringe benefits for faculty members and presents a detailed annual report of findings and recommendations to the Senate Assembly, and an annual report to the Regents. For the past seven years CESF has focused its efforts on the development of a set of university wide faculty compensation guidelines.  The CESF guidelines were presented to the Regents on April 21, 1998 and endorsed by the Senate Assembly on May 18 1998.

Subsequently, Provost Cantor appointed a Faculty Compensation Guidelines Study Committee to advise her on "implementing a set of guidelines for determining faculty compensation in order to improve the quality, legitimacy and transparency of faculty salary determination." The Provost's Study Committee broadened the agenda for study beyond the annual merit program to include a review of a variety of factors affecting overall faculty compensation, including market adjustments and retention offers. The Provost's Study Committee made its report and recommendations on April 26, 2000 and was approved by the Deans.

The Provost's Study Committee reported that... "each unit could well benefit from the opportunity for an open appraisal of the effect of their systems of reward for consequences on, for example, productivity over time, equity across race and gender, compression of salaries compared to comparable units in peer institutions, market offers, retention offers, etc."

PURPOSE

The purpose of this report is to provide information that can serve as a base upon which the faculty and administration in each academic unit can begin to develop a meaningful dialog about the factors that influence decisions on salary and other elements of compensation.  CESF wishes to caution both faculty and administration that this report provides gross data and that it is important not to take the numbers out of context.  CESF's goal was simply to gather and present the data with the objective of fostering transparency to permit rational efforts to improve faculty compensation and facilitate fair, equitable and optimal compensation and the enhanced productivity and job satisfaction that such compensation fosters. The committee is drawing no conclusions from the data nor recommending policy changes based on the limited data available at this point.

ONE-PAGE OVERVIEWS OF COMPENSATION

Faculty compensation for tenured and tenure-track faculty has been presented for each of the Ann Arbor campus schools and colleges as well as the campus collectively.   The data sheets that follow present maximum, minimum, median, and mean published salary rates by rank.  Additional information is displayed graphically in the form of "box and whisker" plots in the lower right-hand corner of the data sheets.  For an explanation of box graphs please click here. There are also bar graphs showing of the composition of the faculty in each school and a breakdown of gender by rank.

The box and whiskers graphs in this report have the great advantage of giving a clear and vivid sense of the spread and clumping of published compensation within a unit. There are a number of outliers above the boxes, and it is reasonable to expect these.  Some may be due to administrative overload payments, while others may reflect the fact that market forces are a powerful boost to the salaries of the most productive and most renowned. What is not so clear is the outliers underneath the box.  Surely some of these are due to faculty whose research program stalled, or whose energies have gone more to service and teaching than to research, or who work in areas no longer deemed attractive or potentially for some whose pay falls more in the unpublished or at risk category than others. 

However, we are aware that many faculty also pay a "loyalty tax" and find their salaries subject to depreciation with respect to their peers, in part because they do not trawl for outside offers, in part because they prefer their situation here, and in part because market forces have raised the salaries of those who arrived later at a rate higher than the average local rate of merit increases.  Depreciation of loyal faculty member's salaries, the "loyalty tax", has been an object of CESF concern over the years, and some outliers below the box may be concrete evidence of its effects although the committee would need further study to draw a definitive conclusion in this regard.

Tables display the average payment amount for published salary rates and unpublished salary payments. The unpublished payments are not reflected in the box plots because at this time we do not have a breakdown by individuals. For details on the type of unpublished salary payments please see Appendix A.

Aggregate published salary data broken down by the sensitive issue of gender were provided to the committee by the administration.   Data reflect some differences in compensation between male and female faculty, particularly at the high end of the pay scale.  This can vary significantly from one unit to another, and the precise cause of this discrepancy cannot be determined based on the information currently available to the committee.  Time in rank, optimal pay for high performers, and administrative responsibilities might be potential contributing factors.  Gender specific data are only available for base or published salary rates. It is unclear what impact analysis of unpublished salary payments broken down by gender would have on these similarities and differences. 

The University's contribution to the economic status of individual faculty members depends on both published and unpublished compensation.  Published salary rates are reported in the annual report "An Analysis of Salaries Paid to the University of Michigan Instructional Staff and Graduate Students” known as the “yellow book", and in the “University of Michigan Faculty and Staff Record” available in the library reporting individual faculty's salary rates. The yellow book is the source of the published salary data referred to in this document.  Incentive payments may take the form of unpublished salary payments.  The use of incentive pay on campus has often been opaque, with it being unclear to faculty in many units how to get incentive pay or the magnitude of incentive pay available for extra teaching or research effort, administrative effort, or stellar productivity. 

This is the first open presentation of incentive payments for University of Michigan faculty of which we are aware.  The use of incentive pay varies greatly across units.  Most units offer some faculty a fraction of pay above base salary, which usually appears on paychecks as Form G compensation, summer ninths or even directly labeled as incentive pay.  Aggregate data for the business, medical and dental schools reflect the more broad use of unpublished pay, making analysis of the published salary data for these units an even less reliable reflection of actual pay than for other units.

Over the past ten years the composition of the faculty is changing to include more faculty members who are not on the tenure track including lecturers, research scientists, clinical and adjunct faculty.  In order to understand the total picture of compensation within a school data on these faculty members has been requested.

CAVEATS ON DATA INTEGRITY.  The presented data were time consuming for the administration to retrieve, as incentive pay and form G payments had not been previously aggregated for presentation in this fashion.  The data for each school or college is taken from several different sources and therefore may reflect different time periods.  When a faculty member holds a joint appointment the salary data is reported under the school or college where the largest appointment fraction is held. The data used is the most current information available to the committee at the time of this report.

CONCLUSION

The CESF has worked to develop a partnership with the administration in offering this overview of faculty composition and compensation.  It is the committee’s hope that the this report will be only the first step in establishing an open and productive discussion between faculty and administration about the factors that influence decisions on salary and other elements of compensation in each school.  CESF stresses the need for a more thorough review and analysis before conclusions can be drawn from the data.

CESF hopes faculty and administration will find the report useful. The committee asks for your input about the data that you would like to see and the questions you feel are posed by that data that CESF should be exploring in the future. Please send your comments and feedback to cesf@umich.edu

 Next Steps for CESF

In order to present a more complete overview for each of the schools and colleges CESF hopes to obtain additional data including: maximum, minimum and median amounts for total salary payments (published plus unpublished); salary rates and unpublished salary payments by gender, age and number of years in rank, and for the non-tenure track faculty as well as tracking trends in faculty compensation over time. It is our goal to build upon the data and expand the scope in next year's report.

TO ACCESS THE ONE-PAGE OVERVIEWS OF FACULTY COMPENSATION

Access to the one-page faculty salary overview for each school is restricted to UM Faculty and Administrative Staff members, therefore, you will need a password.  You will need Adobe Acrobat 5.0 to view these files.  (if you do not have Adobe Acrobat 5.0, please click here to download now)

Please click on the name of the school or college to follow the link.  

3 Year Trend - Published Salary Data, All Schools
Ann Arbor Campus Overview
Architecture and Urban Planning
Art and Design
Business Administration
Education
Engineering
Dentistry
Information
Kinesiology
Law
Literature, Science and Arts
    LSA - Humanities Division
    LSA – Natural Sciences Division
    LSA – Social Sciences Division
Medical School
    Medical School – Basic Sciences
    Medical School – Clinical Services
Music
Natural Resources and Environment
Nursing
Pharmacy
Public Health
Public Policy*
Social Work

*– because the great majority of faculty in School of Public Policy hold joint appointments a salary data overview was not developed for this school.  Faculty salaries are reported in the school with the greatest percentage of the appointment.

Appendix A